Broker Check

Factsheets

Investment Models

Equity Growth Model

The Equity Growth Model is an investment model that seeks to achieve capital appreciation realized by buying, holding, and selling common stocks. Model holdings are selected and maintained based on fundamentals, Relative Strength, and short-, mid-, or long-term Market Trends.

The Model seeks to reduce investment risk through effective position sizing and downside risk controls. As a defensive measure, the Model may increase cash allocation(s).

This Model may be well suited for investors who wish to employ an active approach to portfolio management, are comfortable with investments in domestic and/or international stocks, and are comfortable with portfolio turnover resulting from active portfolio management.

Minimum Account Size: $100,000

Equity Income Model

The Equity Income Model is an investment model that seeks to achieve total return through capital appreciation and dividend income realized by buying, holding, and selling dividend-paying stocks. Model holdings are selected and maintained based on fundamentals, Relative Strength, and short-, mid-, or long-term Market Trends.

The Model seeks to reduce investment risk through effective position sizing and downside risk controls. As a defensive measure, the Model may increase cash allocation(s).

This Model may be well suited for investors who wish to employ an active approach to portfolio management, are comfortable with investments in domestic and/or international stocks, and are comfortable with portfolio turnover resulting from active portfolio management.

Minimum Account Size: $100,000

Income Model

The Income Model is an investment model that seeks income by holding Exchange Traded Funds, Mutual Funds, or Bonds which demonstrate regular and consistent dividend income at the time of purchase. Capital appreciation is a low, secondary objective.

The Model seeks to reduce investment risk through effective downside risk controls. As a defensive measure, the Model may increase cash allocation(s).

Minimum Account Size: $50,000

Sector Rotation Model

The Sector Rotation Model is an investment model that seeks long-term Total Return. The Model attempts to buy and hold Exchange Traded Funds which represent market sectors demonstrating high or improving short-, mid-, or long-term Relative Strength and Positive Trends at the time of purchase.

The Model will routinely adjust portfolio allocations in light of changing Relative Strength characteristics of numerous Market Sectors.

The Sector Rotation Model may be well suited for investors who wish to employ an active approach to portfolio management and are comfortable with

  • Investments in domestic and/or global markets,
  • Maintaining a portfolio which could potentially hold concentrated positions, and
  • Are comfortable with potential turnover resulting from portfolio reallocations

Minimum Account Size: $50,000


Core Foundation Portfolios

Tactical Allocation Portfolios

Tactical Allocation Portfolios are an adaptive suite of investment portfolios which seek long-term total return by owning a streamlined portfolio of Exchange Traded Funds.

In upward trending markets, the Portfolios seek growth by holding broad market Exchange Traded Funds which provide broad market investment exposure. In downward trending markets, the Portfolios seek to minimize risk by increasing allocations to cash or defensive investment positions.

The Tactical Allocation Portfolios may be well suited for investors who wish to employ a proactive, but potentially longer-term approach to portfolio allocations.

Minimum Account Size: $1,000

Socially Responsible Tactical Allocation Portfolios

SRI ESG Tactical Allocation Portfolios are an adaptive suite of investment portfolios which seek long-term total return by owning a streamlined portfolio of Exchange Traded Funds which focus in Socially Responsible, ESG, or Impact Investing.

In upward trending markets, the Portfolios seek growth by holding Exchange Traded Funds which provide broad market investment exposure. In downward trending markets, the Portfolios seek to minimize risk by increasing allocations to cash for defensive investment positions.

The SRI ESG Tactical Allocation Portfolios may be well suited for investors who wish to employ a proactive, but potentially longer-term approach to portfolio allocations.

Minimum Account Size: $1,000